Umpleby III of Caterpillar sells $7.94 million in stock

Published 23/09/2025, 20:48
Umpleby III of Caterpillar sells $7.94 million in stock

Donald J. Umpleby III, Executive Chairman of CATERPILLAR INC (NYSE:CAT), sold 17,166 shares of common stock on September 22, 2025, according to a Form 4 filing with the Securities and Exchange Commission. The transaction comes as CAT trades near its 52-week high of $473.24, with the stock showing strong momentum, up 42% over the past six months. The shares were sold at a price of $462.65, for a total transaction value of $7,941,849. The price range for the sales was $460.62 to $466.98.

Following the transaction, Umpleby directly owns 465,339 shares of CATERPILLAR INC. He also indirectly owns 59,000 shares held by Irrevocable Trust for Descendants, 36,040 shares held by Children’s Irrevocable Trust, and 1,030 shares held by 401(k) Plan .

The sale was reported in a Form 4 filing signed by Nicole Puza, POA for D. James Umpleby III, on September 23, 2025.

In other recent news, Caterpillar has updated its financial outlook regarding the impact of tariffs. The company revised its tariff cost projections for the third quarter to $500-$600 million and for 2025 to $1.5-$1.8 billion, which is higher than previous estimates. This announcement led to a series of adjustments from analysts. BofA Securities raised its price target for Caterpillar to $517, highlighting the potential of its subsidiary, Solar Turbines. On the other hand, JPMorgan lowered its price target to $505 due to concerns over new tariff guidelines affecting steel and aluminum components. Similarly, Oppenheimer adjusted its price target to $480, citing the increased tariff impact. Bernstein maintained its price target at $447, noting the ongoing tariff challenges. These developments reflect the mixed analyst sentiment in response to Caterpillar’s updated tariff impact outlook.

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