Seneca Bancorp enters agreement with KBW for stock offering services

Published 18/08/2025, 21:50
Seneca Bancorp enters agreement with KBW for stock offering services

Seneca Bancorp, Inc. announced Monday that it has entered into an agency agreement with Keefe, Bruyette & Woods, Inc. (KBW) to assist with the marketing of its common stock during an upcoming stock offering. The agreement, signed August 12, 2025, also involves Seneca Financial Corp., Seneca Savings, and Seneca Financial MHC.

Under the terms of the agreement, KBW will serve as financial advisor and marketing agent. KBW has received a $35,000 management fee and will be paid a $385,000 success fee upon completion of the stock offering. The success fee will be reduced by the amount of the management fee. If some shares are sold through a group of broker-dealers in a syndicated community offering, Seneca Bancorp will pay KBW a transaction fee not exceeding 6.0% of the aggregate purchase price for those shares. Any success fee will be credited against the syndicated community offering fee.

Additionally, KBW will act as conversion agent and data processing records management agent, for which it will receive a $40,000 fee. Of this amount, $10,000 has already been paid, and the remainder is due upon completion of the offering. This fee may increase by up to $10,000 if there are material regulatory changes, changes to the conversion plan, or delays requiring duplicate or replacement processing.

The offering of shares is being made pursuant to a Registration Statement on Form S-1 (Registration No. 333-288044) and a related prospectus dated August 12, 2025.

Seneca Bancorp, Inc. does not currently have securities listed on any exchange. The information in this article is based on a statement from a recent SEC filing.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers
© 2007-2025 - Fusion Media Limited. All Rights Reserved.