LPL Financial’s president and CFO sells $1.65 million in stock

Published 28/02/2025, 00:08
LPL Financial’s president and CFO sells $1.65 million in stock

SAN DIEGO—Matthew J. Audette, President and Chief Financial Officer of LPL Financial Holdings Inc. (NASDAQ:LPLA), recently executed a stock sale valued at approximately $1.65 million, according to a filing with the Securities and Exchange Commission. The transaction comes as LPL Financial, currently valued at $27 billion, demonstrates strong financial health according to InvestingPro metrics.

On February 26, Audette sold 4,588 shares of LPL Financial common stock at an average price of $360.07 per share, close to the stock’s current trading price of $361.67 and near its InvestingPro Fair Value estimate. Following this transaction, Audette holds 16,538 shares directly, which includes a mix of common stock and restricted stock units scheduled to vest in the coming years. The stock has shown remarkable strength, gaining over 59% in the past six months.

The sale was conducted under a pre-arranged trading plan, known as a Rule 10b5-1 plan, which Audette adopted in November 2024. This plan allows executives to sell a predetermined number of shares at a set time, providing a way to mitigate insider trading concerns.

In addition to the sale, Audette reported the acquisition of performance stock units and restricted stock units, which were granted at no cost. These awards will vest over the next few years, aligning with the company’s performance metrics and vesting schedules.

Investors and analysts will likely monitor these transactions closely, as they provide insights into executive sentiment and stock valuation.

In other recent news, LPL Financial Holdings Inc. reported its fourth-quarter 2024 earnings, surpassing analyst expectations with an adjusted earnings per share of $4.25, compared to the forecasted $3.96. The company achieved a revenue of $3.51 billion, exceeding the anticipated $3.27 billion. These results highlight LPL Financial’s strong operational execution and strategic investments. Additionally, LPL Holdings, a subsidiary of LPL Financial, successfully issued $1.25 billion in senior unsecured notes, aiming to bolster its financial position and manage its capital structure efficiently.

Furthermore, LPL Financial welcomed Carmen M. Lex Jr. and Chris Lex, managing approximately $630 million in assets, to its platforms. This move is part of LPL’s strategy to enhance its service offerings and attract experienced advisors. The Lex brothers transitioned from Corebridge Financial, part of AIG (NYSE:AIG), seeking greater independence and personalized financial guidance capabilities.

These developments reflect LPL Financial’s ongoing efforts to expand its market presence and strengthen its financial foundation. The company’s strategic moves, including the issuance of senior notes and onboarding of new advisors, are aligned with its growth objectives. Investors will be keen to watch how these initiatives impact LPL Financial’s future performance and market position.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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