XAI Octagon Trust issues new convertible preferred shares

Published 23/09/2024, 16:48
XAI Octagon Trust issues new convertible preferred shares


XAI Octagon Floating Rate & Alternative Income Trust (NYSE:XFLT), a diversified closed-end management investment company, has announced the issuance and sale of 400,000 shares of its 6.95% Series II 2029 Convertible Preferred Shares on Monday, with a liquidation preference of $25.00 per share. The transaction, which took place on Thursday, was part of a private offering exempt from registration under the Securities Act of 1933.

The shares were sold at a price of $23.25 per share, resulting in net proceeds of approximately $9.3 million before expenses. This sale is part of an agreement made on June 10, 2024, between XAI Octagon Trust, Eagle Point Credit Management LLC, and the purchasers, which allows the sale of up to 1,800,000 of these shares on or before December 10, 2025.

Following this transaction, the Trust now has 1,200,000 Series II 2029 Convertible Preferred Shares issued and outstanding. These convertible preferred shares were first detailed in an 8-K filing by the Trust on June 14, 2024, which also included the full text of the Statement of Preferences of Term Preferred Shares and a copy of the Purchase Agreement.

The issuance of these convertible preferred shares is a strategic move by XAI Octagon Floating Rate & Alternative Income Trust to raise capital. The Trust specializes in investing primarily in a diversified portfolio of U.S. credit markets with a focus on floating rate credit instruments, and this capital infusion could potentially be used to invest in additional credit opportunities or for other corporate purposes.

Investors and market watchers take note that this information is based on a press release statement.

InvestingPro Insights


The recent capital raise by XAI Octagon Floating Rate & Alternative Income Trust (NYSE:XFLT) through the sale of its convertible preferred shares is a noteworthy event for investors, particularly those seeking income-generating investments. According to InvestingPro data, XFLT boasts a substantial dividend yield of 15.07%, underscoring its appeal to dividend-focused investors. The Trust's market capitalization stands at approximately $395.26 million, reflecting its size within the credit investment landscape.

InvestingPro Tips indicate that XFLT pays a significant dividend to shareholders, which aligns with the high dividend yield data. Moreover, the stock is known to trade with low price volatility, suggesting that it could be a stable addition to an income-focused portfolio. On the flip side, the Trust suffers from weak gross profit margins and its valuation implies a poor free cash flow yield, which are factors investors may want to consider when evaluating the stock's overall financial health.

For those looking to delve deeper into XFLT's financial metrics and investment potential, there are additional InvestingPro Tips available at: https://www.investing.com/pro/XFLT

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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