Xcel Brands enacts reverse stock split to meet NASDAQ compliance

Published 24/03/2025, 22:04
Xcel Brands enacts reverse stock split to meet NASDAQ compliance

NEW YORK – Xcel Brands, Inc. (NASDAQ:XELB), a Delaware-based company specializing in patent ownership and leasing with a market capitalization of $9 million, announced a one-for-ten reverse stock split of its common stock effective today, as part of efforts to comply with NASDAQ’s minimum bid price requirement. According to InvestingPro data, the company trades at a modest 0.2x price-to-book ratio, though it faces significant operational challenges with a weak financial health score.

The reverse stock split, approved by stockholders on March 12, 2025, consolidates every ten shares of issued and outstanding common stock into one share without altering the par value per share. No fractional shares will be issued; shareholders who would receive fractional shares will instead get a cash payment based on the pre-split closing price on the NASDAQ Capital Market. Despite recent challenges, the stock has shown some positive momentum with an 18.5% gain over the past week.

This adjustment extends to the shares underlying Xcel Brands’ outstanding stock options and warrants, including corresponding exercise price changes. The company’s transfer agent, Continental Stock Transfer & Trust Company, will manage the transition for shareholders of record, while those holding shares through brokers or nominees will see their holdings automatically adjusted.

Xcel Brands’ common stock will trade on a reverse split-adjusted basis starting tomorrow, maintaining the ticker symbol "XELB" with a new CUSIP number of 98400M200.

The move aims to bring the company’s stock price above the $1.00 minimum bid per share, a requirement for continued listing on the NASDAQ Capital Market. The reverse stock split is detailed in the Certificate of Amendment filed with the Delaware Secretary of State and attached to the company’s SEC filing, which serves as the source of this information. For deeper insights into Xcel Brands’ financial health and comprehensive analysis, investors can access the detailed Pro Research Report available on InvestingPro, which covers over 1,400 US stocks with expert analysis and actionable intelligence.

In other recent news, Xcel Brands has reported its Q1 2024 earnings, revealing a narrower-than-expected loss per share and a revenue beat. The company announced an EPS of -$0.06, surpassing the forecast of -$0.11, and revenue of $1.9 million, exceeding expectations of $1.57 million. Despite these positive results, Xcel Brands is undergoing a strategic transformation towards a licensing-focused model, which might have contributed to investor concerns. Additionally, Xcel Brands has declared a 1-for-10 reverse stock split to maintain compliance with Nasdaq’s minimum bid price requirement, effective at the start of trading on March 25, 2025. The reverse stock split was approved during a special meeting of stockholders, where a reduction in authorized shares was also sanctioned.

Furthermore, Xcel Brands is optimistic about its future, projecting a return to profitability in 2024 with positive EBITDA anticipated in the latter half of the year. The company is expanding its product offerings, including new launches on HSN and JTV, and aims for significant growth in its C Wonder brand. Lastly, Xcel Brands’ shareholders have shown support for the company’s restructuring efforts, as seen in the approval of the reverse stock split and other strategic proposals.

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