Beneficient faces Nasdaq delisting over equity shortfall

Published 05/09/2024, 22:38
Beneficient faces Nasdaq delisting over equity shortfall

Beneficient, a financial services company based in Dallas, Texas, has been notified by The Nasdaq Stock Market LLC of its non-compliance with the minimum stockholders' equity requirement for continued listing on The Nasdaq Capital Market. The notice, received on July 16, 2024, stated that Beneficient did not maintain the required stockholders' equity of at least $2.5 million.


In response to the notice, Beneficient submitted a compliance plan on August 30, 2024. As part of this plan, the company entered into a letter agreement to reclassify approximately $125.5 million of temporary equity to permanent equity on its balance sheet by September 30, 2024. This redesignation is expected to be achieved by converting fifty percent of the capital account balances in Preferred Series A Subclass 0 Unit Accounts into non-redeemable accounts.


The company's efforts to regain compliance may include additional redesignations of the remaining redeemable accounts into non-redeemable accounts before the end of the compliance period.


However, there is no certainty that the compliance plan will be accepted by Nasdaq or that Beneficient will be able to regain or maintain compliance with Nasdaq's listing requirements.


This development comes as Beneficient, which is incorporated in Nevada and operates under the ticker symbols BENF for its Class A common stock and BENFW for its warrants, faces the challenge of meeting Nasdaq's stringent listing standards. The company's financial maneuvering aims to address the equity shortfall and avoid delisting from the exchange.



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