Direct Digital Holdings announces equity sales under SEC exemption

Published 04/02/2025, 22:26
Updated 04/02/2025, 22:28
Direct Digital Holdings announces equity sales under SEC exemption

HOUSTON – Direct Digital Holdings , Inc. (NASDAQ:DRCT), a player in the advertising services sector, has reported the sale of 389,351 shares of its Class A Common Stock, raising an aggregate of $503,394 in cash after discounts. The company’s stock, currently trading at $1.15, has experienced significant volatility, having declined nearly 90% over the past year according to InvestingPro data. The transactions, which occurred between January 7, 2025, and January 29, 2025, were disclosed in a recent 8-K filing with the Securities and Exchange Commission (SEC).

The sales represent more than five percent of the total number of shares issued and outstanding as of January 7, 2025, triggering the requirement for the company to file the report. Direct Digital Holdings conducted these sales to New Circle Principle Investments LLC under an Equity Reserve Facility outlined in a Share Purchase Agreement. InvestingPro analysis indicates the company operates with a significant debt burden, with a concerning current ratio of 0.25, suggesting potential liquidity challenges. New Circle, an accredited investor, purchased the shares at a total discount of $20,975.22.

The company’s reliance on Section 4(a)(2) of the Securities Act of 1933 allowed for these unregistered transactions, exempting them from the standard registration requirements typically mandated by the SEC for public offerings.

This strategic move by Direct Digital Holdings comes as the company continues to navigate the advertising industry, leveraging its position to secure additional funding through equity sales. With revenue of $94.22 million in the last twelve months and an EBITDA of -$15.09 million, the company faces significant financial headwinds. For deeper insights into DRCT’s financial health and growth prospects, investors can access comprehensive analysis through InvestingPro, which offers exclusive ProTips and detailed valuation metrics. The company’s decision to engage in this private sale to an accredited investor underscores a common practice among emerging growth companies seeking to raise capital while minimizing regulatory overhead.

The SEC filing also included financial statements and exhibits related to the transactions, providing transparency for investors and stakeholders. Direct Digital Holdings, incorporated in Delaware and headquartered in Houston, Texas, maintains its fiscal year-end on December 31. Based on current market conditions, InvestingPro’s Fair Value analysis suggests the stock is currently undervalued, though investors should note the company’s weak overall financial health score and negative earnings yield.

The information contained in this article is based on statements from a press release.

In other recent news, Direct Digital Holdings, Inc. has been active in financial maneuvers, including unregistered equity sales and amendments to credit agreements. The advertising services company reported the sale of a significant number of its Class A Common Stock shares to New Circle Principle Investments LLC, an accredited investor. The sales, which were exempt from registration requirements under the Securities Act, took place over several periods and totaled a substantial cash consideration.

Additionally, Direct Digital Holdings entered into amendments to its credit agreements with East West Bank and Lafayette Square Loan Servicing, LLC. This involved a prepayment on revolving credit notes, financed through a new term loan and company funds, which led to a reduction of the company’s credit commitment. Financial covenants were also revised, including a minimum unrestricted cash requirement.

The company also held its annual stockholder meeting, resulting in the approval of all proposals on the agenda. These included the election of directors, ratification of the accounting firm, and amendments to incentive plans. Furthermore, the company reported the voluntary rescission of restricted stock units by two of its top executives. These recent developments reflect the ongoing efforts of Direct Digital Holdings to manage its capital structure and liquidity.

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